Dinosaur Financial Group, LLC
SEC-Required Report on Routing of Customer Orders
For Quarter Ending September 2018
 
NYSE
Order CountDirected%Non-Directed%Limit%Market%Other%VenueRouted%Limit%Market%Other%
552010044.7555.070.18
ITGS78.0886.2371.38100
BNY17.939.31250
NYSE3.994.453.620
 
AMEX
Order CountDirected%Non-Directed%Limit%Market%Other%VenueRouted%Limit%Market%Other%
12010075.0025.000.00
ITGS66.6788.8900
BNY2511.1166.670
NYSE8.33033.330
 
NASDAQ
Order CountDirected%Non-Directed%Limit%Market%Other%VenueRouted%Limit%Market%Other%
230010050.4349.570.00
ITGS79.1387.9370.180
BNY20.8712.0729.820
 

Glossary

 Order Count

 Total Number of orders routed to all destinations during the quarter.

 Non-Directed%

 The percentage of total orders from the provider that were non-directed orders.

 Directed%

 The percentage of total orders from the provider that were directed orders.

 Market%

 The percentage of total non-directed customer orders that were market orders.

 Limit%

 The percentage of total non-directed customer orders that were limit orders.

 Other%

 The percentage of total non-directed customer orders that were special handling orders and any orders that must
 be executed on a particular tick or bid.

 Venue

 List of the venues to which non-directed orders were routed for execution

 Routed%

 The percentage of total non-directed orders routed to the venue

 Market%

 The percentage of total non-directed market orders routed to the venue

 Limit%

 The percentage of total non-directed limit orders routed to the venue

 Other%

 The percentage of total non-directed other orders routed to the venue. Other orders include special handling
 orders and any orders that must be executed on a particular tick or bid.

 Compensation for order flow

 Material Aspects of relationship with a venue maybe furnished upon request

 BNY

 Bny Convergex Execution Solutions

 NYSE

 New York Stock Exchange

 ITGS

 Investment Technology Group