Order Routing




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Broker Name:      

DINOSAUR FINANCIAL GROUP LLC
SEC Rule 606
Disclosure of Order Routing Practices

Nasdaq Securities
Quarter Ending 6/30/2018

Exchange Market Order Limit Others Total
  Non-Directed Orders as Percentage (%) of Total Customer Orders 43.5%    56.5%    0.0%    100.0%   
  UBS Securities LLC 50.0%    35.5%    0.0%    41.8%   
  Virtu Americas LLC 50.0%    64.5%    0.0%    58.2%   


NYSE Securities
Quarter Ending 6/30/2018

Exchange Market Order Limit Others Total
  Non-Directed Orders as Percentage (%) of Total Customer Orders 63.2%    36.8%    0.0%    100.0%   
  UBS Securities LLC 100.0%    100.0%    0.0%    100.0%   


American Stock Exchange (and Regional Exchanges)
Quarter Ending 6/30/2018

Exchange Market Order Limit Others Total
  Non-Directed Orders as Percentage (%) of Total Customer Orders 100.0%     0.0%    0.0%    100.0%   
  UBS Securities LLC     100.0%    0.0%     0.0%    100.0%   


Listed Options
Quarter Ending 6/30/2018

Exchange Market Order Limit Others Total
  Non-Directed Orders as Percentage (%) of Total Customer Orders 66.7%    33.3%    0.0%    100.0%   
  Automated Trading Desk Financial Services LLC, Options 33.3%    50.0%    0.0%    40.0%   
  Citadel Securities, Options 33.3%    0.0%    0.0%    20.0%   
  Wolverine Execution Services, Options 33.3%    50.0%    0.0%    40.0%   


*Wedbush Securities has prepared this report in accordance with U.S. Securities and Exchange Commission Exchange Act Rule 606 that requires broker/dealers to make public, quarterly reports containing certain information on their order routing practices. The report provides information on the routing of "non-directed orders" which is generally defined as any order that the client has not specifically instructed to be routed to a particular venue for execution.



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