Order Routing




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Broker Name:      

DINOSAUR FINANCIAL GROUP LLC
SEC Rule 606
Disclosure of Order Routing Practices

Nasdaq Securities
Quarter Ending 9/30/2018

Exchange Market Order Limit Others Total
  Non-Directed Orders as Percentage (%) of Total Customer Orders 33.6%    66.4%    0.0%    100.0%   
  UBS Securities LLC 14.3%    29.4%    0.0%    20.0%   
  Virtu Americas LLC 85.7%    70.6%    0.0%    80.0%   


NYSE Securities
Quarter Ending 9/30/2018

Exchange Market Order Limit Others Total
  Non-Directed Orders as Percentage (%) of Total Customer Orders 57.4%    42.6%    0.0%    100.0%   
  UBS Securities LLC 100.0%    100.0%    0.0%    100.0%   


American Stock Exchange (and Regional Exchanges)
Quarter Ending 9/30/2018

Exchange Market Order Limit Others Total
  Non-Directed Orders as Percentage (%) of Total Customer Orders 42.9%     57.1%    0.0%    100.0%   
  UBS Securities LLC     100.0%    100.0%     0.0%    100.0%   


Listed Options
Quarter Ending

Exchange Market Order Limit Others Total


*Wedbush Securities has prepared this report in accordance with U.S. Securities and Exchange Commission Exchange Act Rule 606 that requires broker/dealers to make public, quarterly reports containing certain information on their order routing practices. The report provides information on the routing of "non-directed orders" which is generally defined as any order that the client has not specifically instructed to be routed to a particular venue for execution.



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