Order Routing




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Broker Name:      

DINOSAUR FINANCIAL GROUP LLC
SEC Rule 606
Disclosure of Order Routing Practices

Nasdaq Securities
Quarter Ending 9/30/2019

Exchange Market Order Limit Others Total
  Non-Directed Orders as Percentage (%) of Total Customer Orders 13.1%    86.9%    0.0%    100.0%   
  UBS Securities LLC 27.8%    62.5%    0.0%    54.1%   
  Virtu Americas LLC 72.2%    37.5%    0.0%    45.9%   


NYSE Securities
Quarter Ending 9/30/2019

Exchange Market Order Limit Others Total
  Non-Directed Orders as Percentage (%) of Total Customer Orders 19.3%    80.7%    0.0%    100.0%   
  UBS Securities LLC 40.0%    0.0%    0.0%    15.8%   
  Virtu Americas LLC 60.0%    100.0%    0.0%    84.2%   


American Stock Exchange (and Regional Exchanges)
Quarter Ending 9/30/2019

Exchange Market Order Limit Others Total
  Non-Directed Orders as Percentage (%) of Total Customer Orders 55.6%     44.4%    0.0%    100.0%   
  UBS Securities LLC     40.0%    20.0%     0.0%    33.3%   
  Virtu Americas LLC     60.0%    80.0%     0.0%    66.7%   


Listed Options
Quarter Ending 9/30/2019

Exchange Market Order Limit Others Total
  Non-Directed Orders as Percentage (%) of Total Customer Orders 44.4%    55.6%    0.0%    100.0%   
  Automated Trading Desk Financial Services LLC, Options 75.0%    75.0%    0.0%    75.0%   
  Citadel Securities, Options 25.0%    25.0%    0.0%    25.0%   


*Wedbush Securities has prepared this report in accordance with U.S. Securities and Exchange Commission Exchange Act Rule 606 that requires broker/dealers to make public, quarterly reports containing certain information on their order routing practices. The report provides information on the routing of "non-directed orders" which is generally defined as any order that the client has not specifically instructed to be routed to a particular venue for execution.



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